The Company is seeking a Global Chief Compliance Officer with a focus on investment management in private markets, including timberland, agriculture, and private equity infrastructure. The successful candidate will be responsible for the design and execution of a comprehensive compliance program, ensuring adherence to SEC regulations and other applicable legal requirements. This role involves leading the compliance and operational risk alignment, managing regulatory examinations, and providing ethical leadership in compliance matters. The Chief Compliance Officer will also be the central decision-maker in conflict determinations and will engage with clients and prospects on compliance and risk management issues. Applicants must be senior compliance leaders with a strong background in investment management, particularly in private markets. A minimum of 10 years' experience in developing and executing US Investment Advisers Act 206(4)-7 compliance programs is required, along with a deep understanding of US securities and exchange commission regulations and their application to foreign regulatory regimes. The role demands a professional with the ability to manage complex compliance matters, anticipate and mitigate compliance risks, and work effectively with a diverse range of stakeholders. Experience in real asset property management compliance is a plus, and the candidate should be comfortable in a collegial environment, capable of working with executive leadership and boards of directors.

Hiring Company

Manulife