Head of OFC Open Ended Fund, Responsible Officer
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Head of OFC Open Ended Fund, Responsible Officer
About the Role
Greater Hong Kong, Hong Kong Area
The Company is seeking a Head of OFC Open Ended Fund, Responsible Officer to join their team. The successful candidate will be a senior leader responsible for the governance, compliance, and operational integrity of the firm's open-ended funds. This role requires a hands-on approach and deep expertise in SFC-authorized public fund regulations, particularly in the areas of OFC, unit trusts, and ETFs. The Head of OFC Open Ended Fund will also serve as a Responsible Officer for Type 9, providing regulatory oversight and ensuring adherence to the SFC regulatory regime. Key responsibilities for this role include overseeing the day-to-day management and regulatory compliance of the firm's asset management business, leading the governance frameworks for fund operations, and managing all SFC and HKEX-related filings. The ideal candidate will have a strong working knowledge of the SFO, FMCC, UT Code, OFC Code, and Code of Conduct, as well as experience in AML/CFT, CRS/FATCA, and internal controls. They should be adept at engaging with senior stakeholders, providing expert regulatory advice, and driving strategic initiatives within the ETF business. The role demands excellent communication skills, with a strong command of English and Chinese proficiency preferred.
Functions:
- Operations
- Product Management
About the Company
Diversified financial institution managing SFC-authorized public funds and cross-border investment solutions
Industry
Financial Services
Type
Privately Held
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